MD
MD

Mark Downs

10 Years of Experience
Fairfax, VA
BrokerSells Insurance

Mark Downs is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fairfax, VA, with 10 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

10306 Eaton Pl Ste 420, Fairfax, VA, 22030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mark may earn commissions from insurance sales not affiliated with Northwestern Mutual, including life, health, annuity, and disability income insurance. He also has ownership in two investment properties, is Vice President of a country club, and provides financial authority for his wife's LLC, all requiring minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2015 - Present · 10 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
May 2015 - Present · 11 yrs
State Registrations19 states
AZCACTDCFLGAILINMAMDMENCNJNYPATXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Downs - Financial Advisor | TrueAdvisor