DH
CFA
DH
CFA

Dennis Hooper

10 Years of Experience
Franklin, TN
Broker

Dennis Hooper is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Franklin, TN, with 10 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Franklin, TN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
June 2021 - Present · 4 yrs 11 mos
Capital Client Group, INC.
August 2017 - Present · 8 yrs 9 mos
Capital Client Group, INC.Broker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Jpmorgan Distribution Services, INC.Broker
May 2015 - July 2017 · 2 yrs 2 mos
Ameriprise Financial Services, INC.Broker
April 2015 - May 2015 · 1 mo
State Registrations9 states
ALCAGAINKYLANCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.