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Christopher Kapsak

8 Years of Experience
Richmond, VA
Broker

Christopher Kapsak is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Richmond, VA, with 8 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3901 Westerre Pkwy, Ste 300, Richmond, VA, 23233

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is an owner of BPFG, LLC, a legal entity established for business purposes related to WMC compensation and EA employment. This takes about a quarter to half of his time, with nearly full-time hours dedicated during securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2017 - Present · 8 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
June 2017 - Present · 8 yrs 11 mos
State Registrations12 states
CODCFLGAIALAMANCOHPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Kapsak - Financial Advisor | TrueAdvisor