AK
CFP
AK
CFP

Alexander Koch

11 Years of Experience
Denver, CO
BrokerSells Insurance

Alexander Koch is a CFP-designated registered investment advisor, based in Denver, CO, with 11 years of industry experience.

Location

Denver, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alexander is an insurance agent obtaining quotes and placing life, disability, and long-term care insurance for clients, dedicating a few hours per week. He also owns rental real estate and works as a wealth management advisor for Sovereign Wealth Strategies Group, dedicating about half of his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.
August 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services Advisors, INC
August 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services, INC.Broker
August 2024 - Present · 2 yrs 1 mo
Previous Registrations
Northwestern Mutual Investment Services,llc
June 2015 - August 2024 · 9 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
February 2015 - August 2024 · 9 yrs 6 mos
State Registrations19 states
ARAZCACODEIAIDILMAMIMNMTNCNYORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alexander Koch - Financial Advisor | TrueAdvisor