Caleb Montag is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rock Rapids, IA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Rock Rapids, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Caleb operates Montag Investments as a DBA for his LPL business, dedicating about half his time to it. He also owns Bird Dog Distribution, LLC and Flyover Precision AG, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Sii Investments, INC.Broker
Sii Investments, INC.
Securian Financial Services, INC.
Cri Securities, LLC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
State Registrations8 states
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