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CFP
KG
CFP

Kristen Gullickson

LPL Financial LLC
17 Years of Experience
Spearfish, SD
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kristen Gullickson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Spearfish, SD, with 17 years of industry experience. Kristen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

146 W Hudson St, Spearfish, SD, 57783

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kristen operates Partridge Financial as a DBA for her LPL business and assists the sales team at Omnitracks. She also works as a presenter for SD CEO West: Women's Business Center and is involved with ICAG Ins Agency selling non-variable insurance, dedicating about 10-20% of her time to this.

Employment History
Current Registrations
LPL Financial LLC
December 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
June 2016 - January 2020 · 3 yrs 7 mos
Northwestern Mutual Investment Services,llc
June 2016 - December 2017 · 1 yr 6 mos
Raymond James & Associates, INC.
November 2015 - June 2016 · 7 mos
Raymond James & Associates, INC.Broker
November 2015 - June 2016 · 7 mos
National Planning CorporationBroker
August 2013 - October 2015 · 2 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
August 2013 - October 2015 · 2 yrs 2 mos
Curian Capital, LLC
March 2013 - August 2013 · 5 mos
Jackson National Life Distributors LLCBroker
July 2007 - August 2013 · 6 yrs 1 mo
State Registrations8 states
AZCOMTNDNVSDWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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