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David Amato
10 Years of Experience
Wyckoff, NJ
1 DisclosureBroker
David Amato is a registered investment advisor at Cetera Investment Advisers LLC, based in Wyckoff, NJ, with 10 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
661 Wyckoff Ave, Wyckoff, NJ, 07481
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Regulatory History (1)
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Employment Separation After Allegations
August 2017Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 1 mo
Cetera Investment Services LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Prudential Financial Planning Services
December 2021 - April 2023 · 1 yr 4 mos
Pruco Securities, LLC.Broker
June 2021 - April 2023 · 1 yr 10 mos
M Holdings Securities, INC.
April 2018 - November 2020 · 2 yrs 7 mos
M Holdings Securities, INC.Broker
February 2018 - November 2020 · 2 yrs 9 mos
PNC InvestmentsBroker
March 2016 - September 2017 · 1 yr 6 mos
PNC Investments
March 2016 - September 2017 · 1 yr 6 mos
Sorrento Pacific Financial, LLC
September 2015 - February 2016 · 5 mos
Sorrento Pacific Financial, LLCBroker
September 2015 - February 2016 · 5 mos
Metlife Securities INC.
April 2015 - September 2015 · 5 mos
Metlife Securities INC.Broker
November 2014 - September 2015 · 10 mos
State Registrations3 states
NJPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.