SW
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Steven Willick

8 Years of Experience
Saint Louis, MO
Broker

Steven Willick is a registered investment advisor at Raymond James & Associates, INC., based in Saint Louis, MO, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9900 Clayton Rd, Saint Louis, MO, 63124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
July 2025 - Present · 1 yr 2 mos
Raymond James & Associates, INC.
July 2025 - Present · 1 yr 2 mos
Raymond James & Associates, INC.Broker
July 2025 - Present · 1 yr 2 mos
Previous Registrations
Osaic Institutions, INC.
May 2019 - January 2024 · 4 yrs 8 mos
Osaic Institutions, INC.Broker
May 2019 - January 2024 · 4 yrs 8 mos
Wells Fargo Clearing Services, LLC
June 2016 - March 2019 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 2015 - March 2019 · 3 yrs 5 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.