LA
LA

Luke Asher

10 Years of Experience
San Francisco, CA
Broker

Luke Asher is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

555 California Street, Pwm, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Luke serves as a trustee or co-trustee for a trust since 2014, dedicating minimal time outside of business hours to estate administration. This activity is investment-related.

Employment History
Current Registrations
Morgan Stanley
October 2017 - Present · 8 yrs 7 mos
Morgan StanleyBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
October 2015 - October 2017 · 2 yrs
UBS Financial Services INC.Broker
August 2015 - October 2017 · 2 yrs 2 mos
State Registrations29 states
ALARAZCACOCTDCFLGAIDILINKYMAMDMTNCNJNMNVNYOHORPATXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Luke Asher - Financial Advisor | TrueAdvisor