Casey Hazen is a CFA-designated registered investment advisor at Horizon Investments LLC, based in Charlotte, NC, with 12 years of industry experience. Casey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,467 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.75% |
Fees vary by program and are negotiable, but typically do not exceed 0.75% annually for wrap programs and custom portfolios, and 0.65% for model delivery platforms. Certain specialized 403(b) strategies may charge up to 2.00%.
Fee Estimator
Location
6210 Ardrey Kell Road, Ste 300, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Casey works as a portfolio strategist for Horizon Investments, building customized portfolios for independent advisors. This investment consulting role takes about a quarter of their time.
Employment History
Current Registrations
Horizon Investments LLC
Quasar Distributors, LLC
Quasar Distributors, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Laidlaw & Company (UK) LTD.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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