Casey Hazen is a CFA-designated registered investment advisor at Horizon Investments LLC, based in Charlotte, NC, with 11 years of industry experience. Casey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,467 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horizon Investments' fees vary depending on the program and financial intermediary.
For SMA wrap programs, fees typically do not exceed 0.75% per year of the value of your investments.
For UMA wrap programs, fees typically do not exceed 0.75% per year of the value of your investments.
For MDPs, fees typically do not exceed 0.65% per year of the value of your investments.
For direct clients, the maximum annual management fee is 0.75%.
Location
6210 Ardrey Kell Road, Ste 300, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Casey works as a portfolio strategist for Horizon Investments, building customized portfolios for independent advisors. This investment consulting role takes about a quarter of their time.
Employment History
Current Registrations
Horizon Investments LLC
Quasar Distributors, LLCBroker
Quasar Distributors, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Laidlaw & Company (UK) LTD.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.