Phillip Adams is a registered investment advisor at Mathis Wealth Management, based in Phoenix, AZ, with 11 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 310 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mathis Wealth Management offers investment management services where either Mathis or an independent investment manager manages your investments. The annual fee is a percentage of the value of your portfolio. Mathis generally uses mutual funds or exchange traded funds, stocks and bonds. The maximum investment management fee is 1.25% of your portfolio value. Fees are billed quarterly in advance. If you have an account at American Funds Service Company or an annuity company, the maximum fee is 1.0%.
Location
7210 N 16th Street, Phoenix, AZ, 85020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Phillip is the president of Phillip J. Adams, PLLC, though it is no longer in use. He is also a registered investment advisor with Mathis Wealth Management and uses the DBA names Mathis Public Safety Retirement and Mathis Wealth Management for marketing purposes.
Employment History
Current Registrations
Mathis Wealth Management
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.