TrueAdvisor
TrueAdvisor
LV
LV

Lisa Vorce

Thrivent Investment Management INC.
12 Years of Experience
O'Fallon, IL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Lisa Vorce is a registered investment advisor at Thrivent Investment Management INC., based in O'Fallon, IL, with 12 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.

Thrivent Investment Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3240 advisors
Number of Clients
125,754 clients
Average Client Portfolio
$165K average
Assets Under Management
$20.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.85%
$250K - $500K1.70%
$500K - $1.0M1.55%
$1.0M - $3.0M1.45%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.90%

Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

784 Wall St, O'Fallon, IL, 62269

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Civil
August 2016
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lisa is a Programming Liaison for Little Black Book: Women in Business, a membership organization. She collaborates with the leadership team to determine speakers, activities, and content for meetings, dedicating minimal time to this role.

Employment History
Current Registrations
Thrivent Investment Management INC.
September 2019 - Present · 7 yrs 1 mo
Thrivent Investment Management INC.Broker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Visionary Wealth Advisors, LLC
July 2016 - April 2019 · 2 yrs 9 mos
Financial Engines Advisor Center, LLC
July 2015 - October 2016 · 1 yr 3 mos
The Mutual Fund Store
June 2014 - September 2015 · 1 yr 3 mos
State Registrations19 states
ALAZCACOFLGAIAILINKSMIMNMONCOHSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in O'Fallon, IL →All financial advisors in Illinois →