Scott Sullivan
Scott Sullivan is a registered investment advisor at LPL Financial LLC, based in Lakeland, FL, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1401 South Florida Avenue, Lakeland, FL, 33803
Get directionsHistory
Regulatory History (9)
Financial
August 2024Financial
June 2024Financial
May 2024Financial
April 2024Financial
April 2024Financial
November 2023Financial
September 2023Financial
June 2023Financial
March 2023Other Business Activities
Scott is associated with Allen & Company of Florida, LLC and Allen & Company as a DBA for his LPL business. These activities are investment-related and take a full-time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Allen & Company of Florida, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.