Brooke Napiwocki is a CFP-designated registered investment advisor at Lido, based in Mequon, WI, with 12 years of industry experience. Brooke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 13,800 clients with $43B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2M+ | 1.00% |
Minimum quarterly fee of $2,500 ($10,000 annually) applies. Fees are negotiable based on account size, strategy, and services provided. Acquired firm clients may be subject to different legacy fee schedules.
Fee Estimator
Location
1333 West Towne Square Road, Mequon, WI, 53092
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brooke is the Founder and Chief Wellness Officer of Be Financially Well, LLC, an education company focused on financial wellness. She spends minimal time on this activity, approximately one hour per month, during securities trading hours.
Employment History
Current Registrations
Lido
Previous Registrations
Pegasus Partners
J.W. Cole Financial, INC.Broker
J. W. Cole Advisors, INC.
LPL Financial LLCBroker
LPL Financial LLC
Bronfman E.L. Rothschild, L.P.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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