AS
AS

Albert Stanton

11 Years of Experience
Sandwich, MA
Broker

Albert Stanton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sandwich, MA, with 11 years of industry experience. Albert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

90 Route 6A, Unit 4B, Sandwich, MA, 02563-5301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Albert owns a single-family real estate property since 2023 and has business ownership in another entity since 2019. He also has outside employment with AMS CS Financial, Inc since 2019, dedicating about 10-20% of his time to these investment-related activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2023 - Present · 3 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2023 - Present · 3 yrs 4 mos
Ameriprise Financial Services, LLC
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2017 - January 2023 · 6 yrs
Cetera Advisors LLCBroker
January 2017 - January 2023 · 6 yrs
Mcadam LLC
November 2014 - January 2017 · 2 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2014 - January 2017 · 2 yrs 3 mos
Voya Financial Advisors, INC.
September 2014 - October 2014 · 1 mo
Voya Financial Advisors, INC.Broker
August 2014 - October 2014 · 2 mos
State Registrations25 states
AZCACOCTFLGAMAMDMEMINCNHNJNYOHORPAPRRISCTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.