Duncan Campbell is a registered investment advisor, based in Round Rock, TX, with 10 years of industry experience.
Location
Round Rock, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Advisory Services, LLC
July 2024 - Present · 1 yr 10 mos
Kestra Investment Services, LLC
July 2024 - Present · 1 yr 10 mos
Kestra Investment Services, LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Transamerica Retirement Advisors, LLC
January 2023 - July 2024 · 1 yr 6 mos
Transamerica Investors Securities CorporationBroker
January 2023 - July 2024 · 1 yr 6 mos
Charles Schwab & CO., INC.
June 2021 - June 2022 · 1 yr
Charles Schwab & CO., INC.Broker
June 2021 - June 2022 · 1 yr
Park Avenue Securities LLC
January 2021 - May 2021 · 4 mos
Park Avenue Securities LLCBroker
October 2020 - May 2021 · 7 mos
Charles Schwab & CO., INC.
November 2014 - October 2020 · 5 yrs 11 mos
Charles Schwab & CO., INC.Broker
November 2014 - October 2020 · 5 yrs 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.