Andrew Farinelli
Andrew Farinelli is a registered investment advisor at Embree Financial Group, based in Chicago, IL, with 11 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 936 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Embree Financial charges a percentage of your portfolio to manage your investments. The exact fee can be negotiated based on the services provided and the amount you invest. The maximum you would be charged is 1.5% per year. Fees are billed quarterly, in advance.
Location
440 N Wells St, Suite 530, Chicago, IL, 60654
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is the owner and president of Farinelli Financial LLC, providing financial planning, investment advice, and management, dedicating full-time hours to this. He is also a managing partner at Initium Capital Partners LLC, a private real estate investment management firm, spending minimal time on this. Additionally, Andrew owns Andrew Farinelli Life Insurance and is a licensed life insurance agent, dedicating about a quarter of his time to this.
Employment History
Current Registrations
Embree Financial Group
Previous Registrations
Mcadam LLC
Purshe Kaplan Sterling InvestmentsBroker
Voya Financial Advisors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.