Nicholas Dodds is a registered investment advisor, based in Erie, CO, with 11 years of industry experience.
Location
Erie, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.
June 2025 - Present · 11 mos
Cambridge Investment Research Advisors, INC.
June 2025 - Present · 11 mos
Cambridge Investment Research, INC.Broker
June 2025 - Present · 11 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
January 2022 - June 2025 · 3 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
January 2022 - June 2025 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLC
May 2021 - December 2021 · 7 mos
Wells Fargo Clearing Services, LLCBroker
May 2021 - December 2021 · 7 mos
Linden Thomas Advisory Services, LLC
March 2021 - April 2021 · 1 mo
Linden Thomas and Company Securities, LLCBroker
March 2021 - April 2021 · 1 mo
Vanguard Advisers, INC.
September 2019 - March 2021 · 1 yr 6 mos
Vanguard Marketing CorporationBroker
January 2017 - March 2021 · 4 yrs 2 mos
USAA Financial Planning Services
November 2014 - November 2016 · 2 yrs
USAA Financial Advisors, INC.Broker
November 2014 - November 2016 · 2 yrs
AXA Advisors, LLC
August 2014 - October 2014 · 2 mos
AXA Advisors, LLCBroker
July 2014 - October 2014 · 3 mos
State Registrations1 state
CO
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.