Cole Welsh is a registered investment advisor, based in Wichita, KS, with 11 years of industry experience.
Location
Wichita, KS
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Transamerica Retirement Advisors, LLC
April 2024 - Present · 2 yrs 5 mos
Transamerica Investors Securities, LLCBroker
April 2024 - Present · 2 yrs 5 mos
Transamerica Investors Securities, LLC
April 2024 - Present · 2 yrs 5 mos
Previous Registrations
Transamerica Investors Securities CorporationBroker
September 2015 - November 2023 · 8 yrs 2 mos
Transamerica Retirement Advisors, LLC
September 2015 - November 2023 · 8 yrs 2 mos
Keating Financial Advisory Services, INC
April 2015 - August 2015 · 4 mos
Raymond James Financial Services Advisors, INC
March 2015 - August 2015 · 5 mos
Raymond James Financial Services, INC.Broker
September 2014 - August 2015 · 11 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.