Tuan Ly is a registered investment advisor at Cetera Investment Advisers LLC, based in Torrance, CA, with 9 years of industry experience. Tuan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3878 Carson Street, Suite 220, Torrance, CA, 90503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tuan works as a Wealth Management Assistant at Gerry Andrade & Associates, a tax firm where Gerry Andrade is also a financial advisor. Tuan spends full-time hours processing paperwork, helping submit trades, assisting with client requests, and attending meetings.
Employment History
Current Registrations
Charles Fish Investments, INC.
Previous Registrations
Cetera Investment Advisers LLC
Avantax Advisory Services
Nerv Management LLC
State Registrations1 state
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