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Tejas Shirguppi

9 Years of Experience
Broker

Tejas Shirguppi is a registered investment advisor, based in Los Angeles, CA, with 9 years of industry experience.

Location

11100 Santa Monica Blvd, Suite 1700, Los Angeles, CA, 90025-0449

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tejas works as a Regional Associate for Aristotle Capital Management, LLC, supporting Regional Directors. This activity takes nearly full-time, but does not occur during securities trading hours.

Employment History
Current Registrations
Foreside Financial Services, LLCBroker
October 2023 - Present · 2 yrs 6 mos
Foreside Financial Services, LLC
October 2023 - Present · 2 yrs 6 mos
Aristotle Capital Management, LLC
December 2020 - Present · 5 yrs 4 mos
Previous Registrations
Imst Distributors, LLCBroker
August 2020 - October 2023 · 3 yrs 2 mos
Raymond James & Associates, INC.
February 2018 - June 2020 · 2 yrs 4 mos
Raymond James & Associates, INC.Broker
June 2017 - June 2020 · 3 yrs
Summit Equities, INC.Broker
November 2016 - April 2017 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Tejas Shirguppi - Financial Advisor | TrueAdvisor