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Michael Nguyen

12 Years of Experience
Palo Alto, CA
1 DisclosureBroker

Michael Nguyen is a registered investment advisor at Wells Fargo Advisors, based in Palo Alto, CA, with 12 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

505 S California Ave, Palo Alto, CA, 94304

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History

Regulatory History (1)
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Criminal
May 2000
Final Disposition
Other Business Activities

Michael owns multiple rental properties in California with his spouse, acting as a landlord. These activities are investment-related and require minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
February 2021 - Present · 5 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
August 2014 - Present · 12 yrs 2 mos
State Registrations5 states
AZCAMDNYWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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