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Nicholas Glueckler

10 Years of Experience
Tempe, AZ
Broker

Nicholas Glueckler is a registered investment advisor at John Hancock Investment Management LLC, based in Tempe, AZ, with 10 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1230 West Washington Street, Tempe, AZ, 85281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
John Hancock Investment Management LLC
October 2021 - Present · 4 yrs 7 mos
John Hancock Investment Management Distributors LLC
October 2021 - Present · 4 yrs 7 mos
John Hancock Investment Management Distributors LLCBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
State Street Global Advisors Funds Distributors, LLCBroker
January 2020 - October 2021 · 1 yr 9 mos
Morgan StanleyBroker
October 2018 - January 2020 · 1 yr 3 mos
Morgan Stanley
September 2018 - January 2020 · 1 yr 4 mos
Financial Engines Advisors L.L.C.
June 2017 - August 2018 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - May 2016 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2014 - May 2016 · 1 yr 9 mos
State Registrations2 states
AZMA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Glueckler - Financial Advisor | TrueAdvisor