AS
AS

Austin Sander

11 Years of Experience
Wichita, KS
BrokerSells Insurance

Austin Sander is a registered investment advisor at Wealth Alliance Advisory Group, LLC, based in Wichita, KS, with 11 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 982 clients with $980M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
982 clients
Average Client Portfolio
$997K average
Assets Under Management
$978.6M

Fee Structure

Investment management only (planning not offered)

WAAG offers investment management services for an annual fee based on the amount of your portfolio. The management fee can be up to 2%, depending on the size and composition of your portfolio and the type of services you receive. The annual fee is charged quarterly, in advance.

Loading...

Location

10585 E 21st N, Wichita, KS, 67207

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Austin is a registered representative with Mutual Securities, focusing on annuities and 401k plans. This activity is related to his broker-dealer business.

Employment History
Current Registrations
Wealth Alliance Advisory Group, LLC
January 2022 - Present · 4 yrs 4 mos
Mutual Securities, INC.Broker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
November 2014 - December 2017 · 3 yrs 1 mo
UBS Financial Services INC.Broker
October 2014 - December 2017 · 3 yrs 2 mos
State Registrations1 state
KS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.