JT
JT

Justin Thompson

11 Years of Experience
Birmingham, AL
Broker

Justin Thompson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Birmingham, AL, with 11 years of industry experience. Justin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1901 6th Ave N Ste 2800, Birmingham, AL, 35203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Justin is a 1% owner of CDoublet, LLC, an investment property, since 2022. His responsibilities are limited to advising and assisting LLC members with property management, requiring minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2014 - Present · 11 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
October 2014 - Present · 11 yrs 7 mos
State Registrations8 states
ALFLGAILMSMTTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Justin Thompson - Financial Advisor | TrueAdvisor