David Lane
David Lane is a registered investment advisor at David James Financial, based in North Liberty, IA, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 188 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25K | 1.00% |
| $25K - $1000K | 1.00% |
| $1M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
595 Ashley Court Suite 2, North Liberty, IA, 52317
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a Registered Investment Advisor and President of David James Financial, dedicating about three-quarters of his time to this role. He also sells life and long-term care insurance through Iowa Life Insurance, spending minimal time on this, and is involved in several property ownership ventures, including a sports complex.
Employment History
Current Registrations
David James Financial
Previous Registrations
Private Client Services, LLCBroker
United Planners' Financial Services of America a Limited PartnerBroker
Rda Financial Network
Cambridge Investment Research, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.