Shuyang Balazi is a registered investment advisor at Capital360financial, based in Springfield, MO, with 9 years of industry experience. Shuyang operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 15 clients with $1.8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.50% |
| $100K - $250K | 2.00% |
| $250K - $500K | 1.35% |
| $500K - $1000K | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.50% |
| $20.0M - $30.0M | 0.45% |
| $30.0M - $40.0M | 0.40% |
| $40.0M - $50.0M | 0.35% |
| $50M+ | 0.30% |
Fees may be negotiated. Minimum annual fee for full service offering is $3375.00.
Fee Estimator
Location
1860 W. Arbor Street, Suite 112, Springfield, MO, 65807
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2017Other Business Activities
Shuyang is a managing member and office manager for Springfield Tint Company LLC, a window tinting service, dedicating a few hours per week to this family business. Top Tier Cut LLC and Top Tier Cannabis LLC were never in operation.
Employment History
Current Registrations
Capital360financial
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.