Caitlin Watson is a registered investment advisor, based in Boston, MA, with 11 years of industry experience.
Location
One Post Office Square, 35th Floor, Boston, MA, 02109
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
UBS Securities LLCBroker
April 2020 - Present · 6 yrs 1 mo
UBS Financial Services INC.
February 2020 - Present · 6 yrs 3 mos
UBS Financial Services INC.Broker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2014 - December 2019 · 5 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.