Nicholas Wolf is a CFP-designated registered investment advisor at Forefront, based in Woodland Hills, CA, with 9 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 5 more. Their firm serves 572 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.75% |
| $750K - $1.5M | 1.60% |
| $1.5M - $3.0M | 1.45% |
| $3M+ | 1.30% |
The annual fees are negotiable, prorated, and paid in advance on a monthly basis. Fees for third party asset managers are included in the above fee schedule. Total fees charged by both parties will not exceed 3% of assets under management per year.
Fee Estimator
Location
Woodland Hills, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas provides pet services, including dog boarding and dog walking, through Rover in Olympia, WA. He spends about 10-20% of his time on this activity, mostly during securities hours.
Employment History
Current Registrations
Forefront
Previous Registrations
Calton & Associates, INC.Broker
Manhattan West Asset Management, LLC
Key Investment Services LLC
Key Investment Services LLCBroker
Morgan Stanley
Morgan StanleyBroker
Citi Private Advisory, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.