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Christopher Novielli

10 Years of Experience
Purchase, NY
1 DisclosureBroker

Christopher Novielli is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, 1Nc, Purchase, NY, 10577

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History

Regulatory History (1)
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Customer Dispute
July 2020
Closed-No Action
Other Business Activities

Christopher is the sole proprietor/owner of Good Life Good, a retail/online store in White Plains, New York, since September 2022. This administrative activity does not occur during business hours.

Employment History
Current Registrations
Morgan Stanley
February 2019 - Present · 7 yrs 3 mos
Morgan StanleyBroker
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
David Lerner Associates, INC.Broker
December 2015 - January 2019 · 3 yrs 1 mo
Voya Financial Advisors, INC.Broker
December 2014 - July 2015 · 7 mos
State Registrations39 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.