Joanna Habegger
Joanna Habegger is a registered investment advisor at Prosperity Capital Advisors, based in Carmel, IN, with 11 years of industry experience. Joanna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
464 American Way S, Carmel, IN, 46032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joanna works in an administrative position at Outsourced General Counsel, LLC, a law firm, dedicating a few hours per week to benefits administration and bookkeeping. Joanna is also the Owner/Managing Member of Invite Wealth Management, where she sells life, disability, long-term care insurance, and fixed annuities, spending a few hours per week on this activity.
Employment History
Current Registrations
Prosperity Capital Advisors
Previous Registrations
Invite Wealth Management
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, INC.
Ssn Advisory, INC.
Securities Service Network, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.