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Ashton Brown

6 Years of Experience
Kernersville, NC
1 DisclosureBroker

Ashton Brown is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Kernersville, NC, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

205 E Mountain St, Kernersville, NC, 27284

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History

Regulatory History (1)
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Financial
October 2018
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
AXA Advisors, LLCBroker
May 2017 - September 2017 · 4 mos
AXA Advisors, LLC
April 2017 - September 2017 · 5 mos
Edward JonesBroker
September 2016 - December 2016 · 3 mos
Wells Fargo Advisors, LLCBroker
January 2016 - September 2016 · 8 mos
Fidelity Brokerage Services LLCBroker
September 2014 - November 2015 · 1 yr 2 mos
State Registrations9 states
FLGAKYMINCSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.