Kelli French is a registered investment advisor, based in Newport Beach, CA, with 11 years of industry experience.
Location
610 Newport Center Dr., Suite 300, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kelli works as a Client Services Manager at Independent RIA SEIA, LLC, dedicating full-time hours to this role. A significant portion of this time is spent on securities trading activities.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
October 2018 - November 2018 · 1 mo
Strategic Advisers LLC
April 2016 - June 2018 · 2 yrs 2 mos
Fidelity Brokerage Services LLCBroker
October 2014 - June 2018 · 3 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.