Scott Wallace is a CFP-designated registered investment advisor at Thrifty Scotty Financial, LLC, based in Round Rock, TX, with 10 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 10 clients with $5.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Thrifty Scotty Financial manages investments for a flat fee, paid monthly. The amount of the fee is not specified in this brochure.
Location
Round Rock, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott is licensed to sell life and health insurance, but is no longer affiliated with any insurance organizations. He will not sell insurance products to clients or prospective clients of TSF, and this activity takes none of his time.
Employment History
Current Registrations
Thrifty Scotty Financial, LLC
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Per Stirling Capital Management, LLC
"tate Asset Management" and "dco Wealth Management"
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.