BM
CFP
BM
CFP
Brett Mongeau is a CFP-designated registered investment advisor at Creative Planning, based in Walnut Creek, CA, with 9 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 84,858 clients with $220B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1101 advisors
Number of Clients
84,858 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$217.4B
Fee Structure
Minimum Investment:$30K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Fees and how they are charged are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Walnut Creek, CA
Get directionsHistory
Regulatory History (1)
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Criminal
August 2013Final Disposition
Employment History
Current Registrations
Creative Planning
May 2021 - Present · 5 yrs
Previous Registrations
John Hancock Investment Management, LLC
November 2018 - July 2020 · 1 yr 8 mos
Manulife Asset Management (US) LLC
November 2017 - November 2018 · 1 yr
John Hancock Investment Management Distributors LLCBroker
November 2016 - July 2020 · 3 yrs 8 mos
John Hancock Distributors LLCBroker
November 2015 - November 2016 · 1 yr
T. Rowe Price Investment Services, INC.Broker
August 2015 - November 2015 · 3 mos
State Registrations2 states
CACO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.