Mark Wallace is a registered investment advisor, based in Colorado Springs, CO, with 11 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold.
Location
12325 Oracle Blvd., Suite 121, Colorado Springs, CO, 80921
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Regulatory History (1)
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Criminal
January 1974Final Disposition
Other Business Activities
Mark is an investment representative for RT Course Wealth Management and spends about 10-20% of his time meeting with clients. He also serves as a minister/teacher for True North Ministry and works as a handyman for Stone & Steel LLC, dedicating a few hours per week to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 8 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Concourse Financial Group Advisors
August 2015 - February 2025 · 9 yrs 6 mos
Concourse Financial Group Securities, INC.Broker
March 2015 - February 2025 · 9 yrs 11 mos
State Registrations12 states
ALCACOIDMONCNYOHOKTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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