Nicholas Covyeau
Nicholas Covyeau is a CFP-designated registered investment advisor at Swell Financial, based in Irvine, CA, with 11 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 40 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.15% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Subject to a minimum annual fee of $7,500. Fees are negotiable and accounts may be aggregated into households. Ongoing financial planning is included at no extra cost for clients with $750,000 or more in managed assets.
Fee Estimator
Contact
Nicholas Covyeau
Location
Irvine, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2016Other Business ActivitiesSells Insurance
Nicholas is currently a licensed insurance agent, but no longer sells insurance products and is not affiliated with any insurance companies. He intends to let his insurance license lapse and will not sell insurance to SF clients.
Employment History
Current Registrations
Swell Financial
Previous Registrations
K2 Financial INC.
Lincoln Investment
Legend Advisory, LLC
Lincoln InvestmentBroker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Vanguard Marketing CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
I live in Eastside Costa Mesa, CA with my wife, Kristin.
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