Swell Financial offers tailored investment management and financial planning services designed to help individuals and families achieve their long-term financial goals. Swell Financial builds custom portfolios using a mix of active and passive strategies, often utilizing third-party institutional platforms and mutual funds. In addition to managing investments, Swell Financial provides ongoing comprehensive financial planning and project-based financial planning covering retirement, taxes, estate planning, cash flow, and insurance. Swell Financial operates as a registered investment advisor legally required to act in your best interest, and does not have an account minimum.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.15% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Subject to a minimum annual fee of $7,500. Fees are negotiable and accounts may be aggregated into households. Ongoing financial planning is included at no extra cost for clients with $750,000 or more in managed assets.
