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Robert Scott

10 Years of Experience
Seminole, FL
1 DisclosureBroker

Robert Scott is a registered investment advisor at MML Investors Services, LLC, based in Seminole, FL, with 10 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

Seminole, FL

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History

Regulatory History (1)
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Judgment / Lien
July 2024
Employment History
Current Registrations
MML Investors Services, LLC
July 2024 - Present · 2 yrs 2 mos
MML Investors Services, LLC
July 2024 - Present · 2 yrs 2 mos
MML Investors Services, LLCBroker
July 2024 - Present · 2 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLC
November 2021 - April 2024 · 2 yrs 5 mos
Ameriprise Financial Services, LLCBroker
September 2021 - April 2024 · 2 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
July 2016 - August 2021 · 5 yrs 1 mo
Nylife Securities LLCBroker
December 2014 - April 2016 · 1 yr 4 mos
State Registrations2 states
FLPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.