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Mark Monkarsh

28 Years of Experience
Tampa, FL
5 DisclosuresBrokerSells Insurance

Mark Monkarsh is a registered investment advisor at MML Investors Services, LLC, based in Tampa, FL, with 28 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4830 W. Kennedy Blvd, Suite 800, Tampa, FL, 33609-2557

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2021
Judgment / Lien
March 2017
Judgment / Lien
November 2015
Customer Dispute
September 2011
Denied
Employment Separation After Allegations
June 2010
Other Business ActivitiesSells Insurance

Mark is an agent for Independent Financial Resources, selling life, health, and fixed annuities, dedicating a few hours per week. He is also an insurance agent and minority owner of First Financial Resources Group, LLC, an insurance producer group, but spends minimal time on these activities.

Employment History
Current Registrations
MML Investors Services, LLC
August 2015 - Present · 11 yrs 2 mos
MML Investors Services, LLC
August 2015 - Present · 11 yrs 2 mos
MML Investors Services, LLCBroker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Signator Investors, INC.
February 2011 - August 2015 · 4 yrs 6 mos
Signator Investors, INC.Broker
June 2010 - August 2015 · 5 yrs 2 mos
Northwestern Mutual Investment Services,llc
October 2003 - June 2010 · 6 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
September 1998 - January 2002 · 3 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
December 1997 - June 2010 · 12 yrs 6 mos
State Registrations7 states
CACOFLGAIDNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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