Douglas Thompson
Douglas Thompson is a registered investment advisor at Regatta Research & Money Management L.L.C., based in Baton Rouge, LA, with 11 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Investment Management, Real Estate Investing, and 1 more. Their firm serves 554 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range from 0.25% to 2.0% of assets under management and are negotiable.
Fee Estimator
Location
17425 Jefferson Hwy, Ste C, Baton Rouge, LA, 70817
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas owns Lindsey's Amusements, which offers party accessories, since 2007, and Z-Sports (sporting goods) since 2012. Each business takes about a quarter of Douglas's time.
Employment History
Current Registrations
Regatta Research & Money Management L.L.C.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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