Glenn Whalen
Glenn Whalen is a registered investment advisor at Cetera Investment Advisers LLC, based in Waterville, ME, with 11 years of industry experience. Glenn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
325-D Kennedy Memorial Drive, Waterville, ME, 04901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Glenn is an advisory representative for Choice Wealth Advisors, LLC, dedicating full-time hours to financial planning and asset management. He also works as an insurance agent selling life, health, disability, annuities, and long-term care insurance, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Choice Wealth Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
State Registrations6 states
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