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Ravin Walters

Thrivent Investment Management INC.
11 Years of Experience
Santa Monica, CA
1 DisclosureBroker
View SEC Summary
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Ravin Walters is a registered investment advisor at Thrivent Investment Management INC., based in Santa Monica, CA, with 11 years of industry experience. Ravin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.

Thrivent Investment Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3240 advisors
Number of Clients
125,754 clients
Average Client Portfolio
$165K average
Assets Under Management
$20.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.85%
$250K - $500K1.70%
$500K - $1.0M1.55%
$1.0M - $3.0M1.45%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.90%

Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Santa Monica, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2020
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Thrivent Investment Management INC.
September 2023 - Present · 3 yrs 1 mo
Thrivent Investment Management INC.
September 2023 - Present · 3 yrs 1 mo
Thrivent Investment Management INC.Broker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Cgn Advisors, LLC
March 2023 - September 2023 · 6 mos
Signature Investment Advisors, LLC
October 2020 - February 2023 · 2 yrs 4 mos
Royal Alliance Associates, INC.Broker
October 2020 - February 2023 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - June 2020 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - June 2020 · 3 yrs 5 mos
Charles Schwab & CO., INC.
September 2015 - December 2016 · 1 yr 3 mos
Charles Schwab & CO., INC.Broker
September 2015 - December 2016 · 1 yr 3 mos
Metlife Securities INC.
April 2015 - August 2015 · 4 mos
Metlife Securities INC.Broker
December 2014 - August 2015 · 8 mos
State Registrations8 states
CAFLGALAMNMSVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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