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Daniel Fisher

UBS Financial Services INC.
11 Years of Experience
Ann Arbor, MI
2 DisclosuresBroker
View SEC Summary
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Daniel Fisher is a registered investment advisor at UBS Financial Services INC., based in Ann Arbor, MI, with 11 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

315 E Eisenhower Parkway, Suite 11, Ann Arbor, MI, 48108

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2025
Final
Financial
February 2025
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
October 2025 - Present · 1 yr
UBS Financial Services INC.Broker
October 2025 - Present · 1 yr
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2015 - October 2025 · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2014 - October 2025 · 10 yrs 11 mos
State Registrations30 states
ALAZCACOCTFLGAILINLAMAMDMEMIMNMOMTNCNJNMNYOHPASCTNTXVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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