Caroline Petty is a CFP-designated registered investment advisor at Uprise Advisers LLC, based in Tampa, FL, with 7 years of industry experience. Caroline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 56 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Uprise Advisers offers two financial planning options:
- Option 1: Full financial plan with up to 5 hours of consultation per month for $1,800 per year, billed quarterly at $450.
- Option 2: Full financial plan with up to 5 hours of consultation per month, two 45-minute video calls annually, and additional video calls as needed for $3,200 per year, billed quarterly at $800.
Location
Tampa, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Caroline is the Head of Financial Planning Operations at Ontrail, Inc.
Employment History
Current Registrations
Uprise Advisers LLC
Previous Registrations
Raymond James & Associates, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.