AO
AO

Ariana Olive

8 Years of Experience
Los Angeles, CA
1 DisclosureBrokerSells Insurance

Ariana Olive is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Los Angeles, CA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2049 Century Park E, Los Angeles, CA, 90067

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Closed-No Action
Other Business ActivitiesSells Insurance

Ariana is an employee of Compass Bank, an affiliate of BBVA Securities Inc., conducting securities activities on bank premises. She also sells insurance and annuity products through BBVA Compass Insurance Agency Inc., taking about half of her time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - Present · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
PNC Managed Account Solutions, INC.
March 2019 - August 2021 · 2 yrs 5 mos
Bbva Securities INC.Broker
July 2018 - August 2021 · 3 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
March 2016 - July 2018 · 2 yrs 4 mos
State Registrations14 states
AZCACOFLKYMANCNJNVNYORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.