Kingsley Wong is a registered investment advisor, based in Woodland Hills, CA, with 10 years of industry experience.
Location
22466 Ventura Boulevard, Woodland Hills, CA, 91364
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kingsley is the Director of Compliance at Tamar Securities, LLC, an RIA, dedicating full-time hours. He also owns residential rental property, spends minimal time as a FINRA arbitrator, and volunteers as a sound and lighting engineer, potentially receiving occasional payment.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Tamar Securities, LLC
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
MML Investors Services, LLCBroker
State Registrations1 state
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