NM
CFP
NM
CFP

Nicholas Marsh

11 Years of Experience
Holladay, UT
Broker

Nicholas Marsh is a CFP-designated registered investment advisor at Morgan Stanley, based in Holladay, UT, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

6510 South Millrock Drive, Suite 100, Holladay, UT, 84121

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nicholas is on the David Eccles Alumni Network Board and a member of the Salt Lake Rotary. These activities are not investment-related and take minimal time.

Employment History
Current Registrations
Morgan Stanley
December 2019 - Present · 6 yrs 5 mos
Morgan StanleyBroker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2015 - December 2019 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2015 - December 2019 · 4 yrs 11 mos
State Registrations40 states
AZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMEMIMNMOMTNCNENVNYOHORPASCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Marsh - Financial Advisor | TrueAdvisor