Tracy Duckworth is a registered investment advisor at Morgan Stanley, based in Holladay, UT, with 39 years of industry experience. Tracy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
6510 South Millrock Drive, Suite 100, Holladay, UT, 84121
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2009Customer Dispute
April 2008Customer Dispute
February 2008Customer Dispute
January 2008Other Business Activities
Tracy is a partner in Teton 18, a real estate venture in Holladay, Utah, since June 2020. This activity is investment-related and does not take place during business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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