TD
TD
Tracy Duckworth is a registered investment advisor at Morgan Stanley, based in Holladay, UT, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
6510 South Millrock Drive, Suite 100, Holladay, UT, 84121
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009Settled
Customer Dispute
April 2008Settled
Customer Dispute
February 2008Settled
Customer Dispute
January 2008Settled
Other Business Activities
Tracy is a partner in Teton 18, a real estate venture in Holladay, Utah, since June 2020. This activity is investment-related and does not take place during business hours.
Employment History
Current Registrations
Morgan Stanley
September 2012 - Present · 13 yrs 8 mos
Morgan StanleyBroker
September 2012 - Present · 13 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
December 2001 - September 2012 · 10 yrs 9 mos
UBS Financial Services INC.Broker
May 1987 - September 2012 · 25 yrs 4 mos
State Registrations22 states
AZCACODEFLGAHIIDILINMINCNVNYORSCTNTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.