LR
CFP · PFS
LR
CFP · PFS

Lauren Randazzo

9 Years of Experience
St. Louis, MO
Broker

Lauren Randazzo is a CFP, PFS-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Louis, MO, with 9 years of industry experience. Lauren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

501 North Broadway, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
October 2024 - Present · 2 yrs
Stifel, Nicolaus & Company, Incorporated
October 2024 - Present · 2 yrs
Previous Registrations
Private Client Services, LLCBroker
June 2023 - October 2024 · 1 yr 4 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2021 - June 2023 · 1 yr 10 mos
Archford Capital Strategies, LLC
July 2021 - October 2024 · 3 yrs 3 mos
Moneta Group Investment Advisors, LLC
October 2020 - June 2021 · 8 mos
Stifel, Nicolaus & Company, Incorporated
October 2016 - October 2020 · 4 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
September 2016 - October 2020 · 4 yrs 1 mo
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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